1.4M XNAS Volume
XNAS 04 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| William Ho | Director, PRESIDENT AND CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2025 | 912,450 | 912,450 | - | - | Employee Stock Option (right to buy) | |
| Lawrence Lamb | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2025 | 306,750 | 306,750 | - | - | Employee Stock Option (right to buy) | |
| Patrick McCall | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2025 | 343,000 | 343,000 | - | - | Employee Stock Option (right to buy) | |
| Kate Rochlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2025 | 338,950 | 338,950 | - | - | Employee Stock Option (right to buy) | |
| Whitfill Travis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2024 | 42,676 | 42,676 | - | - | Stock Option (right to buy) | |
| S. Roemer Alan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2024 | 93,242 | 93,242 | - | - | Stock Option (right to buy) | |
| Patrick McCall | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2024 | 290,085 | 290,085 | - | - | Employee Stock Option (right to buy) | |
| Wang Emily Fairbairn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2024 | 31,559 | 31,559 | - | - | Stock Option (right to buy) | |
| Luba Greenwood | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2024 | 39,449 | 39,449 | - | - | Stock Option (right to buy) | |
| Rochlin Kate | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2024 | 302,839 | 302,839 | - | - | Employee Stock Option (right to buy) | |
| William Ho | Director, PRESIDENT AND CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2024 | 1,188,282 | 1,188,282 | - | - | Employee Stock Option (right to buy) | |
| Jeremy Graff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2024 | 47,697 | 47,697 | - | - | Stock Option (right to buy) | |
| Brandt C. Peter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2024 | 49,490 | 49,490 | - | - | Stock Option (right to buy) | |
| Lawrence Lamb | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2024 | 286,899 | 286,899 | - | - | Employee Stock Option (right to buy) | |
| Peter C. Brandt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 253,164 | 517,604 | - | - | Common Stock | |
| Peter C. Brandt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 253,164 | 253,164 | - | - | Series C Warrants (right to buy) | |
| Peter C. Brandt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 81,967 | 81,967 | - | - | Series A Warrants (right to buy) | |
| Peter C. Brandt | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Oct 2024 | 81,967 | 0 | - | - | Series A Warrants (right to buy) | |
| Alan S. Roemer | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Oct 2024 | 102,459 | 0 | - | - | Series A Warrants (right to buy) | |
| Alan S. Roemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 126,582 | 126,582 | - | - | Series C Warrants (right to buy) | |
| Alan S. Roemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 102,459 | 102,459 | - | - | Series A Warrants (right to buy) | |
| Alan S. Roemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 126,582 | 285,030 | - | - | Common Stock | |
| William Ho | Director, PRESIDENT AND CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 81,967 | 81,967 | - | - | Series A Warrants (right to buy) | |
| William Ho | Director, PRESIDENT AND CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 126,582 | 2,548,094 | - | - | Common Stock | |
| William Ho | Director, PRESIDENT AND CEO, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Oct 2024 | 81,967 | 0 | - | - | Series A Warrants (right to buy) | |
| William Ho | Director, PRESIDENT AND CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 126,582 | 126,582 | - | - | Series C Warrants (right to buy) | |
| Emily Wang Fairbairn | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Oct 2024 | 3,038,743 | 3,038,743 | - | - | Pre-Funded Warrants (right to buy) | |
| Emily Wang Fairbairn | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Oct 2024 | 3,038,743 | 3,038,743 | - | - | Series C Warrants (right to buy) | |
| Patrick McCall | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 25,316 | 25,316 | - | - | Series C Warrants (right to buy) | |
| Patrick McCall | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 20,492 | 20,492 | - | - | Series A Warrants (right to buy) | |
| Patrick McCall | CHIEF FINANCIAL OFFICER | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Oct 2024 | 20,492 | 0 | - | - | Series A Warrants (right to buy) | |
| Patrick McCall | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 25,316 | 52,071 | - | - | Common Stock | |
| Kate Rochlin | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Oct 2024 | 12,295 | 0 | - | - | Series A Warrants (right to buy) | |
| Kate Rochlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 25,316 | 25,316 | - | - | Series C Warrants (right to buy) | |
| Kate Rochlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 25,316 | 42,874 | - | - | Common Stock | |
| Kate Rochlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2024 | 12,295 | 12,295 | - | - | Series A Warrants (right to buy) | |
| William Ho | Director, PRESIDENT AND CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2024 | 500,000 | 500,000 | - | - | Employee Stock Option (right to buy) | |
| Lawrence Lamb | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2024 | 250,000 | 250,000 | - | - | Employee Stock Option (right to buy) | |
| Patrick McCall | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2024 | 250,000 | 250,000 | - | - | Employee Stock Option (right to buy) | |
| Trishna Goswami | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2024 | 250,000 | 250,000 | - | - | Employee Stock Option (right to buy) | |
| Kate Rochlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2024 | 250,000 | 250,000 | - | - | Employee Stock Option (right to buy) | |
| Peter C. Brandt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 33,650 | 33,650 | - | - | Stock Option (right to buy) | |
| Alan S. Roemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 33,650 | 33,650 | - | - | Stock Option (right to buy) | |
| Travis Whitfill | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 33,650 | 33,650 | - | - | Stock Option (right to buy) | |
| Emily Wang Fairbairn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 33,650 | 33,650 | - | - | Stock Option (right to buy) | |
| Luba Greenwood | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 33,650 | 33,650 | - | - | Stock Option (right to buy) | |
| Jeremy Graff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 33,650 | 33,650 | - | - | Stock Option (right to buy) | |
| Trishna Goswami | CHIEF MEDICAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2024 | 176,000 | 176,000 | - | - | Employee Stock Option (right to buy) | |
| Lawrence Lamb | EVP AND CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2024 | 169,000 | 169,000 | - | - | Employee Stock Option (right to buy) | |
| McCall Patrick | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2024 | 189,000 | 189,000 | - | - | Employee Stock Option (right to buy) | |
| Ho William | Director, PRESIDENT AND CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2024 | 502,000 | 502,000 | - | - | Employee Stock Option (right to buy) | |
| Kate Rochlin | CHIEF OPERATING OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2024 | 186,000 | 186,000 | - | - | Employee Stock Option (right to buy) | |
| McCall Patrick | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 20,492 | 20,492 | - | - | Series A Warrants (right to buy) | |
| Lamb Lawrence | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 1,639 | 1,639 | - | - | Series B Warrants (right to buy) | |
| Alan Roemer S. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 102,459 | 102,459 | - | - | Series A Warrants (right to buy) | |
| Rochlin Kate | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 12,295 | 12,295 | - | - | Series B Warrants (right to buy) | |
| Brandt Peter C. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 81,967 | 81,967 | - | - | Series A Warrants (right to buy) | |
| C. Brandt Peter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 81,967 | 264,440 | - | - | Common Stock | |
| C. Peter Brandt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 81,967 | 81,967 | - | - | Series B Warrants (right to buy) | |
| William Ho | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 81,967 | 2,421,512 | - | - | Common Stock | |
| Ho William | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 81,967 | 81,967 | - | - | Series B Warrants (right to buy) | |
| Trishna Goswami | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 4,098 | 4,098 | - | - | Series A Warrants (right to buy) | |
| Kate Rochlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 12,295 | 12,295 | - | - | Series A Warrants (right to buy) | |
| Jeremy Graff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 2,049 | 4,549 | - | - | Common Stock | |
| Graff Jeremy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 2,049 | 2,049 | - | - | Series A Warrants (right to buy) | |
| Lawrence Lamb | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 1,639 | 1,639 | - | - | Series A Warrants (right to buy) | |
| Goswami Trishna | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 4,098 | 4,098 | - | - | Series B Warrants (right to buy) | |
| Goswami Trishna | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 4,098 | 6,729 | - | - | Common Stock | |
| Patrick McCall | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 20,492 | 20,492 | - | - | Series B Warrants (right to buy) | |
| Graff Jeremy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 2,049 | 2,049 | - | - | Series B Warrants (right to buy) | |
| Rochlin Kate | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 12,295 | 17,558 | - | - | Common Stock | |
| William Ho | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 81,967 | 81,967 | - | - | Series A Warrants (right to buy) | |
| Lamb Lawrence | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 1,639 | 101,369 | - | - | Common Stock | |
| Roemer Alan S. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 102,459 | 158,448 | - | - | Common Stock | |
| S. Roemer Alan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 102,459 | 102,459 | - | - | Series B Warrants (right to buy) | |
| McCall Patrick | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2023 | 20,492 | 26,755 | - | - | Common Stock | |
| Patrick McCall | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.03 per share. | 25 Aug 2023 | 1,000 | 6,263 | - | 1.0 | 1,030 | Common Stock |
| William Ho | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.05 per share. | 24 Aug 2023 | 23,800 | 2,339,545 | - | 1.1 | 24,990 | Common Stock |
| Emily Wang Fairbairn | Director | Other type of transaction at price $ 0.00 per share. | 28 Jul 2023 | 4,111,958 | 0 | - | 0 | Common Stock | |
| William Ho | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 393,950 | 393,950 | - | - | Employee Stock Option (right to buy) | |
| Lawrence Lamb | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 77,600 | 77,600 | - | - | Employee Stock Option (right to buy) | |
| Patrick McCall | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 87,150 | 87,150 | - | - | Employee Stock Option (right to buy) | |
| Trishna Goswami | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 134,000 | 134,000 | - | - | Employee Stock Option (right to buy) | |
| Kate Rochlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 67,800 | 67,800 | - | - | Employee Stock Option (right to buy) | |
| Jeremy Graff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 27,000 | 27,000 | - | - | Stock Option (right to buy) | |
| William Ho | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2023 | 393,950 | 393,950 | - | - | Employee Stock Option (right to buy) | |
| Lawrence Lamb | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2023 | 200,000 | 200,000 | - | - | Employee Stock Option (right to buy) | |
| Patrick McCall | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2023 | 200,000 | 200,000 | - | - | Employee Stock Option (right to buy) | |
| Trishna Goswami | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2023 | 200,000 | 200,000 | - | - | Employee Stock Option (right to buy) | |
| Kate Rochlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2023 | 200,000 | 200,000 | - | - | Employee Stock Option (right to buy) | |
| William Ho | Director, President, CEO and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2022 | 83,265 | 83,265 | - | - | Employee Stock Option (right to buy) | |
| Lawrence Lamb | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2022 | 62,826 | 62,826 | - | - | Employee Stock Option (right to buy) | |
| Patrick McCall | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2022 | 59,796 | 59,796 | - | - | Employee Stock Option (right to buy) | |
| Trishna Goswami | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2022 | 68,427 | 68,427 | - | - | Employee Stock Option (right to buy) | |
| Kate Rochlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2022 | 60,555 | 60,555 | - | - | Employee Stock Option (right to buy) | |
| Peter C. Brandt | Director | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 16 Aug 2022 | 105,263 | 182,473 | - | 1.9 | 200,000 | Common Stock |
| Alan S. Roemer | Director | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 16 Aug 2022 | 26,315 | 55,989 | - | 1.9 | 49,999 | Common Stock |
| William Ho | Director, President, CEO and CFO | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 16 Aug 2022 | 26,315 | 2,315,745 | - | 1.9 | 49,999 | Common Stock |
| Lawrence Lamb | EVP and CSO | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 16 Aug 2022 | 526 | 99,730 | - | 1.9 | 999 | Common Stock |
| Emily Wang Fairbairn | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 16 Aug 2022 | 789,473 | 4,111,958 | - | 1.9 | 1,499,999 | Common Stock |
| Luba Greenwood | Director | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 16 Aug 2022 | 526 | 7,826 | - | 1.9 | 999 | Common Stock |
| Patrick McCall | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 16 Aug 2022 | 5,263 | 5,263 | - | 1.9 | 10,000 | Common Stock |
| Trishna Goswami | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 16 Aug 2022 | 2,631 | 2,631 | - | 1.9 | 4,999 | Common Stock |
| Kate Rochlin | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 16 Aug 2022 | 5,263 | 5,263 | - | 1.9 | 10,000 | Common Stock |
| Peter C. Brandt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2022 | 13,500 | 13,500 | - | - | Stock Option (right to buy) | |
| Alan S. Roemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2022 | 13,500 | 13,500 | - | - | Stock Option (right to buy) | |
| Travis Whitfill | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2022 | 13,500 | 13,500 | - | - | Stock Option (right to buy) | |
| Emily Wang Fairbairn | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2022 | 13,500 | 13,500 | - | - | Stock Option (right to buy) | |
| Luba Greenwood | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2022 | 13,500 | 13,500 | - | - | Stock Option (right to buy) | |
| Lawrence Lamb | EVP and CSO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.07 per share. | 05 May 2022 | 26,204 | 99,204 | - | 1.1 | 27,999 | Common Stock |
| Lawrence Lamb | EVP and CSO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 May 2022 | 26,204 | 1,171 | - | - | Employee Stock Option (right to buy) | |
| William Ho | Director, President, CEO and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 254,500 | 254,500 | - | - | Employee Stock Option (right to buy) | |
| Lawrence Lamb | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 62,500 | 62,500 | - | - | Employee Stock Option (right to buy) | |
| Patrick McCall | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 84,500 | 84,500 | - | - | Employee Stock Option (right to buy) | |
| Trishna Goswami | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 90,500 | 90,500 | - | - | Employee Stock Option (right to buy) | |
| Kate Rochlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 96,000 | 96,000 | - | - | Employee Stock Option (right to buy) | |
| Alan S. Roemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2021 | 86,258 | 86,258 | - | - | Stock Option (right to buy) | |
| Trishna Goswami | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2021 | 250,000 | 250,000 | - | - | Employee Stock Option (right to buy) | |
| William Ho | Director, President, CEO and CFO | 03 Aug 2021 | 3,070 | 72,999 | - | - | Common Stock | ||
| William Ho | Director, President, CEO and CFO | 03 Aug 2021 | 2,792 | 0 | - | - | Series A Preferred Stock | ||
| Lawrence Lamb | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2021 | 22,082 | 83,582 | - | - | Employee Stock Option (right to buy) | |
| Peter C. Brandt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2021 | 10,500 | 10,500 | - | - | Stock Option (right to buy) | |
| Alan S. Roemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2021 | 10,500 | 10,500 | - | - | Stock Option (right to buy) | |
| William Ho | Director, President, CEO and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2021 | 220,500 | 220,500 | - | - | Employee Stock Option (right to buy) | |
| Lawrence Lamb | EVP and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2021 | 61,500 | 61,500 | - | - | Employee Stock Option (right to buy) | |
| Travis Whitfill | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2021 | 10,500 | 10,500 | - | - | Stock Option (right to buy) | |
| Patrick McCall | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2021 | 40,000 | 40,000 | - | - | Employee Stock Option (right to buy) |